What’s coming in compliance? A panel discusses on Nov. 20

Featured Events | Nov 16, 2015 | Gabelli School of Business

A panel discussion, The Changing Role of Compliance: Past, Present and Future, will be held on Nov. 20, 2015 in the E. Gerald Corrigan Conference Center.

How has corporate compliance changed, and what new shifts are on the horizon?

Four executives deeply involved with regulatory issues and how they affect businesses will talk about these questions and more during a Nov. 20 panel discussion held at Fordham University’s Lincoln Center campus.

The panel, held by the Center for Research in Contemporary Finance, will “discuss firsthand how our participants explore the pros and cons of the compliance regimen and how they meet these challenges,” according to the center. It will be held from 6 p.m. to 7:30 p.m. in the E. Gerald Corrigan Conference Center in the Lowenstein Building.

The panel members are:

• Bari Havlik, chief compliance officer, The Charles Schwab Corporation
• Jacqueline LiCalzi, global head of regulatory relations, Morgan Stanley
• Cassandra Lentchner, global head of anti-corruption, government and political activities compliance, Morgan Stanley
• Michael Herde, head of compliance, Fidelity Investments

If you go:
Event: The Changing Role of Compliance: Past, Present and Future
Date: Friday, Nov. 20, 2015
Time: 6 p.m. to 7:30 p.m.
Location: E. Gerald Corrigan Conference Center, Lowenstein Building
RSVP: Email Anthony Palma at anthony.m.palma@citi.com or N.K. Chidambaran at chidambaran@fordham.edu