Elizabeth Fonger, FCRH ’17, Lauren Kelly, GSB ’18, and Lorem Basile, GSB ’18, faced a last-minute dilemma. Should the three women from Fordham University’s Smart Woman Securities organization wear headbands from the apparel company whose stock they would be pitching …
Understanding the technical nature of a federal business regulation is only half the battle when it comes to corporate compliance, four compliance officers said during a recent panel discussion held at Fordham University. Those tasked with ensuring a firm’s adherence …
How has corporate compliance changed, and what new shifts are on the horizon? Four executives deeply involved with regulatory issues and how they affect businesses will talk about these questions and more during a Nov. 20 panel discussion held at …
Tagged in Bari Havlik,
Cassandra Lentchner,
Center for Research in Contemporary Finance,
compliance,
Fidelity Investments,
Fordham University,
Gabelli School of Business,
Jacqueline LiCalzi,
Michael Herde,
Morgan Stanley,
The Charles Schwab Corporation
